ubs retirement plan manager

$125,000.00, $85,768.00 Agreements and Disclosure. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Transamericas corporate headquarters is located in Baltimore, Maryland, with other major operations in Cedar Rapids, Iowa and Denver, Colorado. UBS Financial Services Inc. is also registered as a Futures Commission Merchant (FCM) with the U.S. Commodity Futures Trading Commission (CFTC) and offers brokerage services related to the execution and clearing of on-exchange futures and options on futures products. Member SIPC. He pays particular attention to the defined contribution retirement plan landscape and the heightened fiduciary responsibilities facing plan sponsors while keeping a focus on helping participants pursue their retirement goals. We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. In invested assets globally. Nicholas Catania Senior Vice PresidentWealth Management Financial Advisor View bio She is a member of the Marquette University Parents Association, The Marquette University Business Alumni Association, Professional Dimensions and TEMPO. In invested assets globallyAs of 06/30/2022. To receive your report please click on the link below. For needs that go beyond your ownto help you improve the lives of others. We take a collaborative approach to helping you address these challenges. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life. Plan design, the investment menu, fiduciary liability, fees, service providers and participant retirement readiness are all evaluated in order to outline where things are today and discuss opportunities moving forward. King Wealth Management will make recommendations where, and if, necessary as your plan unfolds. Disclosures. We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. We can help you review all of your exit options, including a sale, and help you identify an ideal timing for an exit while preparing your family with thorough planning for life post-exit. per informarci del problema. Agreements and Disclosure. UBS Retirement Plan Manager (RPM) is an advisory program that offers discretionary investment management, with UBS acting as an investment manager under ERISA Section 3(38). As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Health savings products and services offered through Transamerica Health Savings Solutions, LLC. We can work with your advisors and provide choices of specialized advisors vetted and not financially connected to our firm. It is important that you understand the ways in which we conduct business, and that you carefully read the agreements and disclosures that we provide to you about the products or services we offer. Advisory & Brokerage Services. CFP Board's Trademark Disclaimer. $240,000.00, $115,000.00 WebWhat 401K Plan benefit do UBS employees get? Please consult with your tax and legal advisors regarding your personal circumstances. With that clarity, we deliver an investment plan that reflects your needs and long-term goals. The Exchange is available solely through UBS Financial Advisors. Transamerica is part of the Aegon group of companies. Our administrative and trading staff is second to none. questo messaggio, invia un'email all'indirizzo In addition, this disclosure document describes the various types of programs available on the UBS Corporate Retirement Plans' platform. You can find more information under the Privacy Statement. It also provides important information about Stable Value Funds and information about our conflicts of interest in UBS Select for Corporate Plans. He offers insightful advice, a formal investment discipline and a customized consulting process aimed at helping our clients strengthen their retirement plans and manage the increasing complexity associated with them. For needs that go beyond your ownto help you improve the lives of others. As a plan sponsor, you may face daily challenges optimizing your plan, meeting your fiduciary and regulatory obligations, and educating your employees. He also enjoys speed skatinghe is an International Official and part of an elite group of just 24 starters in the world who qualify to be an official at the Olympic Games. Thats why we commit to clearly understanding all you hope to achieve with your financial goals and beyond. The following two documents taken together provide all of the information needed by a retirement plan fiduciary to evaluate plan offerings under ERISA. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Your foundation or endowment is unique. An employer participating in an Exchange retains certain fiduciary responsibilities, including responsibility for retaining and monitoring the 3(16) plan administrator, for determining the reasonableness of its fees, and for periodically reviewing the Exchange as a whole. Account Sweep Yields. CFP Board's Trademark Disclaimer. View job description, responsibilities and qualifications. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. By understanding whats most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. For more information, please review the PDF document at, ubs.com/us/en/designation-disclosures.html, Statement of Financial Condition- UBS FSI of Puerto Rico, Important Information About Auction Rate Securities (Not for Puerto Rico), Futures Commission Merchant (FCM) Information for UBS Financial Services Inc, University of California at San Diego, Economics. Get in touch Together, we can help you pursue whats important Are you a client? For employees, the timing couldnt be better as they are likely eager to save through a workplace retirement plan coming out of one of the most challenging economic times of their lives.. . Your message has been successfully submitted. BrokerCheck He has a Master's of Business Administration from The University of Wisconsin-Milwaukee and has over 18 years of experience in the financial advising industry. WebRetirement Plan Services - San Francisco, CA | UBS Wealth advice that helps inspire confidence Retirement plan sponsors face daily challenges simplifying the complexity of a changing regulatory environment. para nos informar sobre o problema. We take the time to look at it holistically, and to understand its distinctive financial situation. Based in the Netherlands, Aegon is one of the worlds largest providers of life insurance, pension solutions and asset management products, operating in more than 20 markets worldwide. When expanded it provides a list of search options that will switch the search inputs to match the current selection. Victor draws on his 25 plus years of investment industry experience to develop and monitor the teams investment consulting process. Transamerica is thrilled to partner with UBS on our Retirement Plan Exchange. John Brunello First Vice President Wealth Management 415-954-6700 john.brunello@ ubs.com Retirement Plan Exchange is a registered service mark of Transamerica. Please help us protect Glassdoor by verifying that you're a Nick currently lives in Parkland, FL with his wife Karla and his daughters, Nicole and Rachel. Notice for Non-U.S. Investors. Recognizing the necessity of health and wellness during peak working life, Transamericas dedicated professionals work to help people take the steps necessary to live better today so they can worry less about tomorrow. envie um e-mail para Please consult with your tax and legal advisors regarding your personal circumstances. A small number of our financial advisors are not permitted to offer advisory services to you, and can only work with you directly as UBS broker-dealer representatives. Our agreements and disclosures will inform you about whether we and our financial advisors are acting in our capacity as an investment adviser or broker-dealer. Our goal is to be your primary source of financial advice. Nick is responsible for the implementation of multiple equity and fixed income portfolios. Our goal is to be your primary source of financial advice. The majority of private business owners and entrepreneurs may not be familiar with all their exit options. Its about what your wealth can accomplish. In invested assets globallyAs of 06/30/2022, Products and services mentioned on these web pages may not be available for residents of certain nations. Copyright 2011 - 2023 Transamerica Corporation, 6400 C Street SW, Cedar Rapids, IA 52499 All Rights Reserved. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Married forover 40 years, Bernadette and her husband, Bruce, have two wonderful children. The way you approach the subject largely depends on the age of your child to ensure that the conversation is age-appropriate. It is important that clients understand the ways in which we conduct business, that they carefully read the agreements and disclosures that we provide to them about the products or services we offer. Carolyn currently lives in Coral Springs, FL with her husband, Bryan, and 2 children, Jayden and Ava. Member SIPC. We understand both the incentive value of a retirement plan and the commitment required to administer the plan and address fiduciary responsibilities. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. information, As a firm providing wealth management services to clients, UBS Financial Services Inc. offers investment advisory services in its capacity as an SEC-registered investment adviser and brokerage services in its capacity as an SEC-registered broker-dealer. Your financial advisor will let you know if this is the case and, if you desire advisory services, will be happy to refer you to another financial advisor who can help you. Based in the Netherlands, Aegon is one of the worlds largest providers of life insurance, pension solutions and asset management products, operating in more than 20 markets worldwide. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service. Member FINRA. Member SIPC. This includes personal estate and philanthropic planning strategies, trusts and private foundations, and making tax and financial decisions. BrokerCheck https://www.ubs.com, Wealth management services in the United States are provided by UBS Financial Services Inc., a registered investment advisor and broker-dealer offering securities, trading, brokerage and related products and services. 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